Fees & Charges

Transaction Fees

	Rate (HK$)	Remarks
Commission	Negotiable
Stamp Duty	0.1% of gross value	Round up to the nearest dollar
Transaction Levy	0.0027% per transaction 0.00015% per transaction (Effective from 1/1/2022)	Paid to SFC Paid to FRC
Trading Fee	0.00565% per transaction	Paid to HKEx
Clearing Fee	0.0042% of gross value
I/C Levy	Suspended	Paid to SFC

Nominee and Settlement Servivce Charges

	Rate (HK$)	Remarks
Loan Interest Rate (Margin Client)	As Low As Prime Rate + 3%
S.I. Deposit	Free of Charge
S.I. Delivery	HK$300 per Transaction
Scrip Fee for Registration	HK$2 per Board Lot/Odd Lot	Dividend/Bonus Shares
Share Split / Consolidation	Free of Charge
Handling Fee for Bonus	HK$20 per case
Shares & Bonus Warrants / Cash Dividend Collection	0.4% on Gross Dividend Amount	Min. HK$20; Max. HK$20,000
Transfer Deed Stamp Duty	HK$5 per Transfer Deed
Deposit of Physical Shares	Free of Charge
Attending and Voting at General Meeting	HK$50 per meeting
Withdrawal of Physical Shares	HK$3.5 per Board Lot and Handling Fee HK$50 per Stock
Withdrawal of Delisting Stock	HK$1 per Board Lot/Odd Lot and Handling Fee HK$30 per Stock
Subscription of Warrant/Rights / Open Offer/Preferential Offer	HK$0.8 per Board Lot  Odd Lot and Handling Fee HK$100	Max. HK$20,000
Auto Exercise & Mandatory Call Event (FOR RTS ONLY)	HK$0.8 per Board Lot  Odd Lot and Handling Fee HK$100
Cash Offer	HK$0.8 per Board Lot/Odd Lot and 0.25% Handling Fee on Gross Value	Handling Fee: Min. HK$100; Max. HK$20,000
Privatization	HK$0.8 for Handling per Board Lot/Odd Lot and HK$ 2 for Scrip Fee (if any)	Min. HK$100
Handling Fee for IPO Application	HK$30 per Application per Stock
IPO Financing	HK$100 per Application per Stock and Loan Interest
Returned Cheque	HK$100 per case
Daily/Monthly Statement by post	HK$10 per month
Extra Daily Statement/Monthly Statement	HK$50 per case	Free of charge for the last three months
Chats Payment	HK$210 per case
Remittance(Outward/Inward)	According to related bank’s charges

Fees and Charges are subject to change without prior notice.