Securities

Fees & Charges

Transaction Fees

  Rate (HK$) Remarks
Commission Negotiable  
Stamp Duty 0.1% of gross value Round up to the nearest dollar
Transaction Levy 0.0027% per transaction
0.00015% per transaction
(Effective from 1/1/2022)
Paid to SFC
Paid to FRC
Trading Fee 0.00565% per transaction Paid to HKEx
Clearing Fee 0.004% of gross value
(0.002% will be paid to Hong Kong Securities Clearing Company Limited)
Min. HK$6;
Max. HK$300
I/C Levy Suspended Paid to SFC

Nominee and Settlement Servivce Charges

  Rate (HK$) Remarks
Loan Interest Rate
(Margin Client)
As Low As Prime Rate + 3%  
S.I. Deposit Free of Charge  
S.I. Delivery Not less than 0.002% on S.I. Settlement Amount Min. HK$20 per Transaction;
Max. HK$200 per Transaction
Scrip Fee for Registration HK$2 per Board Lot/Odd Lot Dividend/Bonus Shares
Share Split / Consolidation Free of Charge  
Handling Fee for Bonus HK$20 per case  
Shares & Bonus Warrants /
Cash Dividend Collection
0.4% on Gross Dividend Amount Min. HK$20;
Max. HK$20,000
Transfer Deed Stamp Duty HK$5 per Transfer Deed  
Deposit of Physical Shares Free of Charge  
Stock Custody Fee 0.05% per annum on market value Subject to the discretion of our company
Withdrawal of Physical Shares HK$3.5 per Board Lot and Handling Fee HK$30 per Stock  
Withdrawal of Delisting Stock HK$1 per Board Lot/Odd Lot and Handling Fee HK$30 per Stock  
Subscription of Warrant/Rights /
Open Offer/Preferential Offer
HK$0.8 per Board Lot 
Odd Lot and Handling Fee HK$100
Max. HK$20,000
Auto Exercise & Mandatory Call Event (FOR RTS ONLY) HK$0.8 per Board Lot 
Odd Lot and Handling Fee HK$100
 
Cash Offer HK$0.8 per Board Lot/Odd Lot and
0.25% Handling Fee on Gross Value
Handling Fee: Min. HK$100; Max. HK$20,000
Privatization HK$0.8 for Handling per Board Lot/Odd Lot and HK$ 2 for Scrip Fee
(if any)
Min. HK$100
Handling Fee for IPO Application HK$30 per Application per Stock  
IPO Financing HK$100 per Application per Stock and Loan Interest  
Returned Cheque HK$100 per case  
Daily/Monthly Statement by post HK$10 per month  
Extra Daily Statement/Monthly Statement HK$50 per case Free of charge for the last three months
Chats Payment HK$210 per case  
Remittance(Outward/Inward) According to related bank’s charges  

Fees and Charges are subject to change without prior notice.

Customer Service Contact

 Tel(852) 3101 2999
China Free Hotline 400 120 2999
Fax (852) 3101 9926
Emailenquiry@successfn.com