| Client Agreement-Individual/Joint |
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| Terms and Conditions For Securities Trading |
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| W-8BEN Form |
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| CRS Self-Certification Form – Individual / Joint Account |
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| CRS Self-Certification Form – Corporate Account |
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| Northbound Trading – Personal Information Collection Statement |
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| Client Declaration – Application for Foreign Stock Trading Access Right |
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| Internet Securities Trading / Renminbi Denominated Securities Trading Service Application Form |
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| CID Client Information Notes |
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| CID and BCAN Consent Letter |
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| Client Identification Data Confirmation Letter |
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